Friday, December 9, 2011

FINAL REMINDER: FINRA Entitlement User Accounts Certification Due 12/9/11

The 2011 FINRA Entitlement User Accounts Certification Period ended on 12/9/11. If your RIA did not certify its FINRA Entitlement User Accounts, the capability to utilize the IARD and CRD has been disabled for all Administrators and will remain disabled until your organization completes the certification process. 

To have full entitlement functionality restored, please complete the user account certification process by clicking here.

If you are an Ongoing Compliance Advantage client of AdvisorAssist, please contact us for support.


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