Tuesday, November 19, 2013

REMINDER: 2014 Annual Registration Fees


If you have not paid your 2014 registration or notice filing fees, keep reading!

The registration of and its advisory persons expire on December 31st each year. To maintain the registration of and your Investment Advisor Representative(s), you must pay the required fee by December 13, 2013.

You may have received an email from FINRA that the FINRA-managed systems were updated this past weekend with the 2014 Preliminary Renewal Statements. For ongoing compliance clients, AdvisorAssist has also reviewed your account and provided instructions for next steps.

As always, we are here to answer any questions that may arise. Please call us at (617) 800-0388 or email us at Support@AdvisorAssist.com if you have any questions.

Best regards,

AdvisorAssist Team
AdvisorAssist RIA Compliance Services
Advisor Support - 617.800.0388, Option 2


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