Monday, December 9, 2013

Final Call for 2014 Fees!


If you have not paid your 2014 registration or notice filing fees, you will want to pay them today!

The registration of and its advisory persons expire on December 31st each year. To maintain the registration of and your Investment Advisor Representative(s), you must pay the required fee by December 13, 2013. The FINRA E-Bill system often takes up to 2 days or more to post a payment.

For Compliance clients of AdvisorAssist, we have been monitoring your accounts. If you have completed the action and have not informed, us, please click the link in the notification email. This automatically updates our systems to help us manage this process.

As always, we are here to answer any questions that may arise. Please call us at (617) 800-0388 or email us at if you have any questions.

Best regards,

AdvisorAssist Team
AdvisorAssist RIA Compliance Services
Advisor Support - 617.800.0388, Option 2


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