Friday, February 6, 2015

MA Securities Division - Compliance Training March 19, 2015

Attention MA State Advisors. The Massachusetts Securities Division is hosting a training session on MA requirements for state advisors on March 19, 2015. Chris Winn from AdvisorAssist will be in attendance to assist with any questions you may have pertaining to your firm. Details below


Dear Investment Adviser: The Registration, Inspections, Compliance and Examinations (RICE) Section of the Massachusetts Securities Division invites you to attend the Meet the RICE Section Conference on Thursday, March 19, 2015. Please see the attached brochure for more details and instructions on how to register for this informative event. You may also register using the link below. We look forward to meeting you. http://www.sec.state.ma.us/SecuritiesConf/RICESectionConf.aspx Sincerely, The RICE Section

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