Monday, April 13, 2015

Reminder: Annual ADV Delivery/Offer

Advisors with a 12/31 year end have 120 days following their year end to deliver either the full ADV2A ("Disclosure Brochure") and each ADB2B ("Brochure Supplement") to existing clients or send a summary of the material changes along with an offer to receive the full Disclosure Brochure and Supplement.