Wednesday, October 19, 2016

2017 Renewal Fees Calendar

Hello Advisors, it's about that time of year again for your advisory firm's Annual Renewal Fees!

To help get your firm prepared for the renewal season please view the 2017 Renewal Program Calendar where FINRA notes key dates regarding the Renewal Process.

Key dates to note include:

  • November 14, 2016: Preliminary Renewal Fee Statements available to download and review.
  • December 16, 2016: Payment due for Preliminary Renewal Fee Statement.
  • December 17, 2016: FINRA starts to automatically transfer funds from your Flex Funding account to your Renewal account for any fees due.
  • January 20, 2016: Final Renewal Fee Statement payments are due to avoid de-registration.

On November 14th, 2016 AdvisorAssist compliance clients will begin receiving our email with your firm's Preliminary Renewal Fee Statement and instructions on how to credit your Renewal Account with the FINRA E-Bill system to assist with a compliant transition into 2017.

Click here to view the 2017 Renewal Program Calendar on IARD.com.

Please contact AdvisorAssist with any questions: support@advisorassist.com and stay tuned for upcoming communications on how we can assist with your renewal process.

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