Monday, May 1, 2017

NJ Annual Written Investment Adviser Examination - 2017

Attention: State Advisors Registered in New Jersey

The New Jersey Bureau of Securities 2017 Annual Written Examination of Registered Investment Advisers is ready for your completion and submission. This year’s annual written examination must be completed online >> LINK

Your firm must complete the online examination and submit any required attachments by Thursday May 18, 2017. Failure to do so will constitute a failure to cooperate pursuant to N.J.A.C. 13:47A-14.16, and may subject you to a regulatory action, including a fine.

AdvisorAssist will be contacting you to schedule a time to assist with this regulatory requirement.

If you have any questions, please contact us at >support@advisorassist.com or directly to your compliance consultants.

Thank you
The AdvisorAssist Team

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